Back to Shares SupportSafety, Custody & Regulatory Standards

Connect with a Licensed Partner

We partner exclusively with SEC-registered capital market operators to ensure your investments are handled through approved, regulated channels.

Tropical operates strictly within regulatory guidelines. We never hold client capital directly. All funds and transactions are routed to SEC-registered brokerages and custodian banks to guarantee the highest level of investor security.

Vetted Capital Market Operators Only

Under SEC rules, capital market operator categories carry strict capital requirements and compliance rules. Tropical ensures every partner we introduce satisfies these parameters. Your assets remain under the custody of licensed commercial banks and are cleared securely through the CSCS system.

1. Rigorous Vetting Process

We verify each partner's current regulatory standing with the Securities and Exchange Commission (SEC) Nigeria and check their capital adequacy ratios regularly.

2. Bank-Grade Asset Custody

Any cash used for placements is processed by CBN-licensed commercial banks directly to the partner broker's segregated customer trust account, ensuring your funds are never co-mingled.

3. Escrow Coordination Assistance

For large-volume share blocks or corporate acquisitions, Tropical provides escrow structuring advice to guarantee delivery-versus-payment (DVP) compliance.

Directory & Prep Fees

SEC Partner DirectoryIncluded / Free

Vetted directory database access for verified Tropical clients.

Compliance Check & Setup₦35,000 flat

Assisting individual investors with custodian pre-requisites and setup steps.

Corporate Escrow Support₦120,000 flat

Complete guidance on custodian setup, escrow draft reviews, and settlement matching.

Liaison Desk

Connect with a Liaison

Submit your details directly to our centralized Smart Inquiry Desk to request direct matching and contact with licensed partners.

Response SLA< 2 Hours

SecurityEncrypted SSL

Proceed to Central Hub

Regulatory Notice: Tropical Marketing & Investment Company Ltd coordinates and connects investors to capital market operators registered with the Securities and Exchange Commission (SEC) Nigeria. All stock custody, trading accounts, and fund clearances occur through SEC-registered brokers and custodian clearing houses.